M
Mike Stapleton, AIF®
Investment Banking
Purdue University
Stapleton Frost - Strategic Capital Solutions for Founders, Funds & Family Offices. We provide tailored services in capital raising, secondary transactions, pre-IPO shares, dark pool trading, and M&A. Our expertise spans Technology, AI, Qua...... Show More
Location & Business Hours
Tuesday
9:00 AM to 5:00 PM
Wednesday
9:00 AM to 5:00 PM
Thursday
9:00 AM to 5:00 PM
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About
Stapleton Frost - Strategic Capital Solutions for Founders, Funds & Family Offices. We provide tailored services in capital raising, secondary transactions, pre-IPO shares, dark pool trading, and M&A. Our expertise spans Technology, AI, Quantum Computing, Healthcare, Energy, Financial Services, and Real Estate.
Specialities
Capital Raising
Mergers & Acquisitions
LP Secondaries
DPOs
Regulation D Offerings
Due Diligence
vCFO Services
Pre-IPO Stock - Blind Pool Transactions
Search Rank ScoreLearn More →
407
/850
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Education
- Purdue UniversityLegal Studies in BusinessBachelor of Science (BS)Aug 2014 -May 2017
Positions
- Stapleton Frost - Managing DirectorAug 1st, 2025 - Current
Memberships
- Broadridge Fi360
- M&A Source
- IBBA
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Addresses and Serving Areas
Year Started
2020
Time Zone
Eastern Standard Time (EST)
Licenses
- Series 24
- Series 7
- Series 63
Achievements
- Accredited Investment Fiduciary (AIF®)
Hobbies
- Golf
- Fishing
- Playing Guitar
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Disclaimer
The information in this material is not intended as investment, tax or legal advice. The opinions expressed and material provided are for general information and should not be considered a solicitation for the purchase or sale of any security. Links are provided for informational purposes only. The links should not be considered a solicitation, sponsorship, affiliation or endorsement of any third-party website, or the company operating such website. Stapleton Advisors, Inc., has not reviewed the content of any third-party website and is not responsible for the content thereof. No advice may be rendered by Stapleton Advisors, Inc. unless a client service agreement is in place. A portion of this material was provided by Artificial Intelligence Systems. Products sold by Stapleton Advisors, Inc. are not intended as a substitute for an attorney or CPA. You should consult an attorney, CPA and/or an investment banker before conducting a securities offering. Mike Stapleton of Stapleton Frost is a Registered Representative of Britehorn Securities offering securities through Britehorn Securities, member FINRA/SIPC. Britehorn Securities and Stapleton Frost are not affiliated companies.